UC Santa CruzOffice of Internal Audit and Advisory Services
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Office of Internal Audit &  Advisory Services
106 Kerr Hall
University of California
Santa Cruz, CA 95064
Phone: 831.459.3205
FAX:  831.459.3876

Mail Stop: Internal Audit Generic office email:  internal.audit@ucsc.edu

Meet the Staff /Org Chart

Internal Audit links
UCSC Audit Services
Policies & Procedures
Audit Risk Ranking

Audit Tests & Best    Practices
•  Cash Handling, Equipment Requirements, & Ticket Sales
Training & Refrence:
    - HIPAA
    - Conflict of Interest

Recommended Links & Information

Related Offices
Audit Committee Members
Business & Admin Services
Campus Provost/EVC
Controller's Office
Emergency Management
Office of the Chancellor
UCOP Internal Audit
 


Conflict of Interest Training & Resources

If you need help please or need assistance completing the form(s) feel free to contact Geri Gail at ggail@ucsc.edu or 459-3205.

Conflict of Interest Policy

The conflict of interest link:
  • Designated Officials at UCSC (see also UCOP General Council). Each designated official is assigned to one or more disclosure categories and must disclose reportable financial interests in each category.
  • Appendix B lists the disclosure categories and corresponding schedules for each Designated Official. The Office of the President General Counsel also has a web page with instructions for completing the disclosure statement.
  • There is also a specific conflict of interest policy for support groups.
  • Form G-39 Bulletin policy related to conflict of interest. G-39 requires requires an annual public filing of financial disclosure statement by all Designated Official.

Form 700 Filing Instructions

Conflict of Interest Issues Related to Hiring Consultants and Contracting for Goods and Services.

California Public Contract Code 10510 through 10526 address conflicts of interest in consulting and in contracting for goods and services. UC Office of the resident has issued a href="/docs/3-04-04jpm.pdf">this letter outlining how these bills affect UC and how they should be implemented.

Where to File

All Form 700 (Statement of Economic Interests) go to the following address:

Attn: Ross Smith
University of California Conflict of Interest Office
1111 Franklin Street, 8th Floor Oakland, CA 94607-5200
Ross.Smith@ucop.edu P: (510) 987-9999 F: (510) 987-9757

All Form 700-U (Statement of Economic Interests for Principal Investigators) go to the following address:

Attn: Caitlin Deck
University of California Office for Research
Mailstop: OFFICE FOR MANAGEMENT OF INTELLECTUAL PROPERTY
1156 High Street Santa Cruz, CA 95064
cddeck@ucsc.edu P: (831) 459-4114 F: (831) 459-4843

Training and Presentations

General Counsel - Conflict of Interest

Other Information