Internal Audit Reports

To obtain a copy of any of the UCSC audits below, please contact Deb Collins at deb@ucsc.edu or call 831-459-3205 

Report Date

Loc

Project#

Report Title

Fiscal Year

06-26-15 UCSC SC-15-07 IT Physical Security 14-15
06-26-15 UCSC SC-15-09 Pro-Card Review 14-15
06-26-15 UCSC SC-15-11 Off-Boarding Controls 14-15
06-23-15 UCSC SC-15-12 Chancellor's Expenses - G45 Systemwide Audit 14-15
06-23-15 UCSC SC-15-02 Annual Report on Executive Compensation (AREC) 14-15
05-18-15 UCSC SC-15-08 Endowment Administration - Donor Intent 14-15
03-13-15 UCSC 15-10 Use of Policy Exceptions 14-15
12-16-14 UCSC 15-06 Contracts and Grants Administration - Office of Sponsored Projects 14-15
08-28-14 UCSC 15-05 Service Contracts Administration 14-15
08-21-14 UCSC 14-07 Distributed Computing Logical Security 13-14
05-09-14 UCSC 14-09 Facilities Projects Costs 13-14
05-09-14 UCSC 14-05 Payment Card Industry (PCI) Merchant Compliance 13-14
05-09-14 UCSC 14-10 Campus Background Checks 13-14
01-30-14 UCSC 15-04 Intellectual Property Security
14-15
01-24-14 UCSC 14-04 Sub Cashier Cash Handling Controls 13-14
11-06-13 UCSC 14-03 Financial Aid and Scholarship Office 13-14
10-17-13 UCSC 14-12 Event Parking Cash Handling and Permit Inventory Controls 13-14
08-22-13 UCSC 13-08 Network Managment
12-13
08-14-13 UCSC 14-02 Deferred Maintenance Review 13-14
06-13-13 UCSC 13-15 Export Controls 12-13
05-13-13 UCSC 13-03 Proposition 1D Bond Funded Construction 12-13
05-08-13 UCSC 13-11 Student Record Security 12-13
04-15-13 UCSC 13-04 Annual Report on Executive Compensation (AREC) 12-13
02-12-13 UCSC 13-07 Executive Travel & Entertainment Systemwide Review 12-13
02-06-13 UCSC 13-09 Volunteers - Volunteer Support Groups 12-13
12-20-12 UCSC 13-14 Educational Partnership Center Operations (EPC) 12-13
12-07-12 UCSC 13-06 Chancellor's Expenses (G-45) 12-13
09-28-12 UCSC 13-12 Analytical Fraud Review 12-13
07-31-12 UCSC 12-06 Data Center Logical Security 11-12
04-30-12 UCSC 12-08 Conference Services 11-12
04-11-12 UCSC 12-04 Systemwide Construction Audit 11-12
02-22-12 UCSC 12-05 Visa Processing 11-12
01-06-12 UCSC 12-09 Printing Services 11-12
12-14-11 UCSC 12-12 Purchase Order Invoice and Direct Payments 11-12
09-30-11 UCSC 12-10 Student Health Center Electronic Medical Records System 11-12
08-15-11 UCSC 11-06 Silicon Valley Initiatives 10-11
07-27-11 UCSC 11-10 Research Center Survey 10-11
07-25-11 UCSC 11-08 Intellectual Property Technology Transfer 10-11
06-10-11 UCSC 11-05 IS-3 Compliance 10-11
04-18-11 UCSC 11-03 Annual Report on Executive Compensation & G-45 Chancellor's Allocations 10-11
03-31-11 UCSC 11-11 ITS Change Management Process 10-11
03-18-11 UCSC 11-07 Student Fees Usage 10-11
02-08-11 UCSC 10-13 Temporary Staffing Services Program (TSSP) 10-11
01-24-11 UCSC 11-09 Main Cashier's Office 10-11
01-24-11 UCSC 11-12 Automated Invoice Payments 10-11
12-09-10 UCSC 11-02 Conflict of Interest-Conflict of Commitment (COI & COC) 10-11
08-17-10 UCSC 10-07 Workstation Security 09-10
06-30-10 UCSC 10-02 Records Management 09-10
06-30-10 UCSC 10-57 MBEST Financial Review 09-10
06-15-10 UCSC 10-10 EH&S Lab Inspection Program 09-10
05-25-10 UCSC 10-11 HIPAA Security Rule Compliance Governance 09-10
03-22-10 UCSC 10-04 SMG & Executive Compensation 09-10
02-12-10 UCSC 10-05 G-45 Chancellor Allocations - Systemwide 09-10
01-27-10 UCSC 10-03 SAS 112 Control 09-10